SEC Compliance Consultants, Inc. (SEC3)

Financial Services

  • Headquarters: 1140 Avenue of the Americas, 9th Floor, New York, NY, United States, 10036

Phone: (212) 706-4029

Website: www.seccc.com

Founded: 2003

Employees: 11-50

Stock Exchange: NA

SIC Code: 8742  

About SEC Compliance Consultants, Inc. (SEC3)

SEC Compliance Consultants, Inc. (SEC3) helps organizations bridge the SEC compliance knowledge gap. SEC3 is a regulatory compl ... iance consulting firm serving investment advisers, private funds, investment companies, broker-dealers and CPOs and CTAs since 2003. SEC3 specializes in SEC, FINRA, CFTC, NFA and other securities regulations. Our team has over 100 years of combined experience in investment management regulation and compliance. Our professionals have served as SEC regulators, chief compliance officers, experienced securities attorneys and senior management of investment advisers, broker-dealers and fund administrators. For more information about our services, please visit www.seccc.com or contact us at [email protected]. Show more

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Frequently Asked Questions Regarding SEC Compliance Consultants, Inc. (SEC3)

Where are SEC Compliance Consultants, Inc. (SEC3)’s headquarters?

SEC Compliance Consultants, Inc. (SEC3)’s headquarters are in 1140 Avenue of the Americas, 9th Floor, New York, NY, United States, 10036

What is SEC Compliance Consultants, Inc. (SEC3)’s industry?

SEC Compliance Consultants, Inc. (SEC3) is in the industry of: Financial Services

What is SEC Compliance Consultants, Inc. (SEC3)’s phone number?

SEC Compliance Consultants, Inc. (SEC3)’s phone number is (212) 706-4029


What is SEC Compliance Consultants, Inc. (SEC3)’s official website?

SEC Compliance Consultants, Inc. (SEC3)’s official website is www.seccc.com

What is SEC Compliance Consultants, Inc. (SEC3)’s SIC code?

SEC Compliance Consultants, Inc. (SEC3)’s SIC: 8742

How many employees are working in SEC Compliance Consultants, Inc. (SEC3)?

SEC Compliance Consultants, Inc. (SEC3) has 11-50 employees

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